PPM Review
and Modification
Determine best fund structure
Reg A
Reg D-506B or C
40 Act
Interview and engage law firm with industry experience
Finalize strategy, fees, promote etc.
Confirm alignment with industry standards
Confer with industry experts when needed
Maximize Opportunity- “Best in Class”
RIA “friendly”
Liquidity options
Industry best practices for setting fees
Conflicts of interest
Sponsor contributions to offset fees
Hold period and defined liquidity event
Reduce potential objections and barriers to entry
Address UBTI issues
